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A-242-81
J. M. O'Grady (Appellant) (Respondent)
v.
Byron George Whyte (Respondent) (Appellant)
Court of Appeal, Heald, Urie JJ. and Kelly D.J.— Toronto, May 20; Ottawa, June 1, 1982.
Judicial review — Prerogative writs — Mandamus — Immigration — Appeal from order of mandamus issued by Trial Division compelling Immigration Centre Manager to consider and render formal decision on respondent's applica tion to sponsor daughter as permanent resident — Respondent submitting application to sponsor daughter to Canada Immi gration Centre — Application for landing not submitted — Appellant refusing to consider respondent's application — Appeal allowed on ground that, in absence of application for landing appellant under no duty to make decision on respond ent's application — Immigration Act, R.S.C. 1952, c. 325 Immigration Act, 1976, S.C. 1976-77, c. 52, ss. 9(1), 79(1) — Immigration Regulations, 1978, SOR/78-172, ss. 2(1), 41(1).
The respondent is a naturalized citizen of Canada. His daughter, born of a common law union in which the respondent was involved in Jamaica, entered Canada as a visitor. On the expiry of the second extension of the daughter's visitor status, the respondent submitted an application to sponsor her admis sion as a landed immigrant to a local Canada Immigration Centre. At no time did either the daughter or anyone acting on her behalf submit an application for landing. The appellant, Manager of the Centre, refused to consider the sponsorship application on the ground that, because the daughter was born of a common law union, she did not come within the definition of a "family class" member in the Immigration Act, 1976. The respondent was also advised by the appellant that he had no right to an appeal of the decision as only sponsors of persons within the "family class" have that right. The respondent brought a motion before the Trial Division and was granted an order of mandamus requiring that the appellant consider his sponsorship application. The appellant appealed the order on the ground that, in the absence of a corresponding application for landing, he was under no duty to make a decision on the respondent's application to sponsor. He further contended that in that mandamus only issues to compel a public authority to perform duties when the applicant establishes both that a duty is owed to him and that, at the time the relief is sought, the public authority had a present duty to perform that obligation, it should not lie in this case.
Held, the appeal is allowed. Subsection 79(1) of the Immi gration Act, 1976, provides for the sponsorship of an applica tion for landing rather than the sponsorship of an individual as did the Immigration Act of 1952. Based on this, an application to sponsor is not valid until it is substantiated by the submission
of an application for landing. In the absence of an application for landing an immigration official cannot make a decision on a sponsorship application and is therefore under no duty to make such a decision. An order of mandamus will not lie to compel an official to perform an act which he is not yet under an obligation to do.
CASES JUDICIALLY CONSIDERED
APPLIED:
Karavos v. The City of Toronto et al., [1948] O.W.N. 17 (C.A.).
DISTINGUISHED:
Lawrence et al. v. Minister of Employment and Immi gration et al., [1980] 1 F.C. 779 (T.D.); Minister of Manpower and Immigration v. Tsiafakis, [1977] 2 F.C. 216; 73 D.L.R. (3d) 139 (F.C.A.); Jiminez-Perez v. Minister of Employment and Immigration, Federal Court, T-3232-80, judgment dated July 9, 1980; [1983] 1 F.C. 163 (C.A.).
REFERRED TO:
Re Regina and Jones (Nos. I and 2) et al. (1974), 2 O.R. (2d) 741 (Ont. C.A.); Jakobs and Filimowski v. City of Winnipeg, [1974] 2 W.W.R. 577 (Man. C.A.).
COUNSEL:
B. R. Evernden for appellant (respondent). B. T. Pennell for respondent (appellant).
SOLICITORS:
Deputy Attorney General of Canada for appellant (respondent).
Pennell, Underwood & Ion, Brantford, for respondent (appellant).
The following are the reasons for judgment rendered in English by
URIE J.: This is an appeal from an order of mandamus issued by the Trial Division [[1982] 1 F.C. 103] directed to the appellant compelling him or any duly designated immigration officer to con sider and render a formal decision on the respond ent's application to sponsor his putative daughter, Joan Elene Whyte, for admission to Canada as a permanent resident.
The relevant facts, none of which are in dispute, follow. The appellant was, at all material times, employed as a Manager of the Canadian Immigra tion Centre at Hamilton, Ontario. The respondent, a native of Jamaica, is now a naturalized Canadi-
an citizen who resides with his wife and an adopt ed daughter, Sharon, at Brantford, Ontario. Joan Elene Whyte is the daughter of the respondent and was born of a common law union in Jamaica. She was admitted to Canada as a visitor on August 15, 1980. After two extensions, her visitor's status expired on November 10, 1980. On October 10, 1980 the respondent submitted a completed "Sponsorship of Application by a Member of Family Class" form for Joan Elene Whyte to the immigration officials in Hamilton.
The appellant, on October 16, 1980, advised the respondent by letter that the sponsorship applica tion could not be considered because Joan Elene Whyte did not fall within the definition of a family class member in the Immigration Act, 1976, S.C. 1976-77, c. 52. By that, presumably, it was meant that she did not fall within the definition of "daughter" as set out in subsection 2(1) of the Immigration Regulations, 1978, SOR/78-172, the relevant portion of which reads as follows:
2. (1) ...
"daughter", with respect to any person, means a female who is (a) the issue of a marriage of that person and who would possess the status of legitimacy if her father had been
' domiciled in a province of Canada at the time of her birth,
By letter dated October 20, 1980, counsel for the respondent, replying to the October 16 letter, stated that his client did not agree that Joan Elene Whyte was not a member of the family class and asked that his letter be treated as a notice of appeal. The appellant responded to this letter by referring to the definition of "daughter" supra, and pointed out that the respondent had not been married to Joan Whyte's mother so that a family class relationship did not exist. Since section 79 of the Act permits appeals from the refusal of spon sorship applications only by persons who have sponsored members of a family class, Mr. Whyte had no right of appeal.
The respondent then filed an originating notice seeking an order in the nature of mandamus which resulted in the order which is the subject of this appeal.
It should be noted, before proceeding further, that at no time has an application for permanent residence ever been made by or on behalf of Joan
Elene Whyte in Jamaica, in Canada, or in any other country. Neither has an Order in Council issued pursuant to subsection 115(2) of the Act, exempting her from the requirement of subsection 9(1) of obtaining a visa before appearing at a port of entry because her admission should be facilitat ed or for compassionate or humanitarian consider ations.
Counsel for the appellant's first attack on the impugned order was that mandamus may issue only to compel public authorities to perform their duties when, inter alia, the applicant for such an order establishes that a duty is owed to him, and establishes that, at the time the relief is sought, the public authorities had a present obligation to per form that duty. In support of this attack, counsel relied on the decision of the Ontario Court of Appeal in Karavos v. The City of Toronto et al.' where, at page 18, Laidlaw J.A. had this to say:
It is well to refer at the outset to certain fundamental and well-understood rules and principles relating to the remedy by mandamus. It is properly called and recognized as an extraor dinary one, and it is not granted by the Court if an applicant for it has any other adequate remedy. The object and purpose of it is to supply the want of other legal remedies. It is appropriate to overcome the inaction or misconduct of persons charged with the performance of duties of a public nature. The complaining party must, however, clearly establish the right which it is sought to protect, and an order is never granted in doubtful cases: High's Extraordinary Legal Remedies, 3rd ed. 1896, p. 12, art. 9. I do not attempt an exhaustive summary of the principles upon which the Court proceeds on an application for mandamus, but I shall briefly state certain of them bearing particularly on the case presently under consideration. Before the remedy can be given, the applicant for it must show: (1) "a clear, legal right to have the thing sought by it done, and done in the manner and by the person sought to be coerced": High, op. cit., p. 13, art. 9; cf. p. 15, art. 10. (2) "The duty whose performance it is sought to coerce by mandamus must be actually due and incumbent upon the officer at the time of seeking the relief, and the writ will not lie to compel the doing of an act which he is not yet under obligation to perform": ibid., p. 44, art. 36. (3) That duty must be purely ministerial in nature, "plainly incumbent upon an officer by operation of law or by virtue of his office, and concerning which he possesses no discretionary powers": ibid., p. 92, art. 80. (4) There must be a demand and refusal to perform the act which it is sought to coerce by legal remedy: ibid., p. 18, art. 13.
' [1948] O.W.N. 17 (C.A.).
This passage was referred to with approval in Re Regina and Jones (Nos. 1 and 2) et al.' and by the Manitoba Court of Appeal in Jakobs and Fili- mowski v. City of Winnipeg 3 and can fairly be said to set forth the principles to be applied when an order in the nature of mandamus is sought. Based on these principles it was the appellant's conten tion that until an application for landing is made there is no obligation on any immigration officer to render a decision on an application to sponsor a member of a family class. Counsel relied on sub sections 9(1) and 79(1) of the Act and subsection 41(1) of the Regulations to provide the foundation for this contention. They read as follows:
9. (1) Except in such cases as are prescribed, every immi grant and visitor shall make an application for and obtain a visa before he appears at a port of entry.
79. (1) Where a person has sponsored an application for landing made by a member of the family class, an immigration officer or visa officer, as the case may be, may refuse to approve the application on the grounds that
(a) the person who sponsored the application does not meet the requirements of the regulations respecting persons who sponsor applications for landing, or
(b) the member of the family class does not meet the requirements of this Act or the regulations,
and the person who sponsored the application shall be informed of the reasons for the refusal.
41. (1) Where an immigration officer refuses to approve an application for landing that has been made by a member of the family class and has been sponsored, the immigration officer shall,
(a) where the refusal to approve the application is made on the grounds referred to in paragraph 79(1)(a) of the Act, provide to the sponsor, or
(b) where the refusal to approve the application is made on the grounds referred to in paragraph 79(1)(b) of the Act, provide to the member of the family class
a summary of the information on which his reason for refusal is
based.
Clearly an applicant for landing must obtain a visa before presenting himself for landing at a port of entry unless he is exempted therefrom, a condi tion which does not apply to Joan Elene Whyte. Equally clearly subsection 79(1) of the Act, unlike the Immigration Act, R.S.C. 1952, c. 325, where a
2 (1974), 2 O.R. (2d) 741 (Ont. C.A.).
3 [1974] 2 W.W.R. 577 at p. 585.
person might sponsor an individual, requires the sponsorship to be of "an application for landing". Subsection 41(1) of the Regulations supports this interpretation. In other words, until an application for landing has been made, there cannot be a sponsorship application. Therefore, where there has been no application for landing, immigration officials cannot be called upon to make a decision on a sponsorship application because the underly ing requirement of a landing application is not extant. Thus, no duty lies upon an immigration official to make a decision and an order in the nature of mandamus "will not lie to compel the doing of an act which he is not yet under obliga tion to perform". 4
During the course of argument counsel for the respondent relied on the decision in the Trial Division of this Court in Lawrence et al. v. Minis ter of Employment and Immigration et al. 5 In that case Lawrence, a citizen of the United States who had escaped lawful custody in that country, was convicted of committing four criminal offences in Canada, following which he married a Canadian citizen. While Lawrence was serving his sentence an inquiry was convened as a result of which a departure notice was issued which required him to leave Canada by a given date. Prior to that date he applied in Canada to be granted landing and Mrs. Lawrence applied to sponsor her husband's application. The Minister, or his officials, took the position that neither application could be considered until Mr. Law- rence made his application for landing at a visa office abroad. Lawrence then applied, inter alia, for a writ of mandamus directing the Minister to accept and consider the application for landing, to notify Lawrence whether the application was accepted or rejected and to notify Mrs. Lawrence whether her sponsorship application was accepted or rejected. The learned Trial Judge made the following findings [at page 788]:
4 Karavos v. The City of Toronto et al. (supra), p. 18.
5 [1980] 1 F.C. 779 (T.D.).
From this letter and affidavit it is clear that the Department has in its possession an application by Mr. Lawrence for permanent residence in Canada, which it refuses to process until he applies for a visa at a visa office abroad. In my view it is proper procedure for the Department to take this stand initially, but it cannot properly decline indefinitely to take any action in respect of the application. If the Department learns definitely that the applicant does not intend to go to a visa office abroad or if a reasonable time has elapsed without the applicant's having advised the Department to which visa office he wishes his application to be sent, the proper course is for the Department to refuse the application on the ground that the applicant has not a visa as required by section 9(1) of the Immigration Act, 1976. There are other grounds in the evi dence taken before the Adjudicator on which, if the Depart ment so wishes, it could refuse the application. In this case I think it is clear that Mr. Lawrence has no intention of going to the United States to apply at a Canadian visa office for a visa.
In my opinion Mrs. Lawrence is entitled to have her applica tion to sponsor her husband's application dealt with. Once the application of Mr. Lawrence is refused, which on the law would be the likely decision, her sponsoring application may be refused, on the ground that, under section 79(1)(b) he does not meet the requirements of the Act or the Regulations. One of the requirements of the Act is the condition that he must apply for and obtain a visa at a visa office outside Canada.
While I have considerable doubt that everything which was said in the above passage can be sup ported in law, it is unnecessary, on the facts of this case, to rule that the Lawrence case was incorrect ly decided. The essential difference between the two cases is, of course, that Joan Elene Whyte has at no time applied for landing either from within or from outside of Canada. The immigration offi cials have not, therefore, been called upon to make a decision on that application. There is, thus, no foundation for the respondent's application for sponsorship and neither the appellant nor any other departmental officials owed a duty to the respondent to render a decision on the sponsorship application. In other words, neither the appellant nor any other immigration officer was required to render a decision in respect of the respondent's undertaking to sponsor the application of Joan Elene Whyte.
Reference was also made during the course of argument to the decision of this Court in Minister
of Manpower and Immigration v. Tsiafakis 6 and of the Trial Division in Jiminez-Perez v. Minister of Employment and Immigration' which was recently affirmed subject to a variation of the order by this Court. 8 Neither decision is, in my view, helpful in this case since they are readily distinguishable on their facts. In the Tsiafakis case, which was decided under the old Immigra tion Act, the immigration officials had refused to provide the proposed sponsor with a form of application for sponsorship. The Court directed that she was entitled to be provided with the form. Here, of course, the sponsor has not been faced with such a refusal. The sponsorship application simply could not be dealt with because the applica tion for landing which it purported to sponsor did not exist. The reason given for refusing to deal with it, in such circumstances, is immaterial because, regardless of the reason given, no duty to deal with it could arise until the landing applica tion had been made.
In the Jiminez-Perez case the issue was whether the immigration officials have a duty to permit an application for landing from within Canada when the applicant requests that he be exempted from the requirement that application be made from outside Canada, on humanitarian or compassion ate grounds. The issue, it can be seen, is quite different than that in this case being one resolved on the same reasoning as that followed in the Tsiafakis case.
Accordingly, for all of the above reasons, I would allow the appeal, set aside the judgment of the Trial Division and dismiss the respondent's application for an order in the nature of man- damus. There should be no costs either in this Court or below.
HEALD J.: I agree. KELLY D.J.: I agree.
6 [1977] 2 F.C. 216; 73 D.L.R. (3d) 139 (F.C.A.).
' T-3232-80 (unreported judgment dated July 9, 1980).
8 [1983] 1 F.C. 163 (C.A.).
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