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A-1024-90
J. F. Wiebe (Applicant)
v.
Her Majesty the Queen (Respondent)
INDEXED AS: WIEBE V. CANADA (CA.)
Court of Appeal, Heald, Mahoney and Hugessen JJ.A.—Ottawa, April 1 and 3, 1992.
Judicial review — Whether administrative tribunals must follow practice of ordering witnesses excluded prior to testify ing — Appeal Board under Public Service Employment Act, s. 21 refusing to exclude each of two members of Screen- ing/Selection Board while other testifying as not convinced wit nesses should be excluded — Appeal based on screening and selection processes — Board exercising discretion on wrong principle — In law courts presumption in favour of exclusion, and onus on party opposing exclusion to show why order should not be granted — Refusal, rather than exclusion, requiring justification — Requirements for administrative tribunals depending upon nature of inquiry and extent to which procedure adversarial — S. 21 proceedings adversarial — As circumstances so similar to trial, Board should be governed by same considerations as court upon application for exclusion of witnesses — Natural for Screening/Selection Board members to put decisions in best possible light when challenged, creat ing presumption in favour of exclusion in interests of fairness and accuracy in fact finding — Proper question whether any reason why witnesses should not be excluded — As difficult to specify grounds for exclusion before testimony, exclusion based on mere possibility of bias, fabrication or tailoring of evidence.
STATUTES AND REGULATIONS JUDICIALLY CONSIDERED
Federal Court Act, R.S.C., 1985, c. F-7, s. 28.
Public Service Employment Act, R.S.C., 1985, c. P-33,
s. 21.
CASES JUDICIALLY CONSIDERED CONSIDERED:
Millward v. Public Service Commission, [1974] 2 F.C. 530; (1974), 49 D.L.R. (3d) 295 (T.D.).
REFERRED TO:
Schwartz v. R., [1982] 1 F.C. 386 (C.A.); Sorobey v. Canada (Public Service Commission Appeal Board), [1987] 1 F.C. 219; (1986), 72 N.R. 318 (C.A.).
AUTHORS CITED
Sopinka, John et al., The Law of Evidence in Canada, Toronto: Butterworths, 1992.
APPLICATION to set aside Appeal Board's deci sion in an appeal against an appointment based on its refusal to exclude certain witnesses from the hearing while others were being examined as to the screening and selection process. Appeal allowed.
COUNSEL:
Catherine H. MacLean for applicant. Geoffrey S. Lester for respondent.
SOLICITORS:
NelliganlPower, Ottawa, for applicant.
Deputy Attorney General of Canada for respon
dent.
The following are the reasons for judgment ren dered in English by
HUGESSEN J.A.: An order for the exclusion of wit nesses from the courtroom, up until such time as they have given their evidence, is commonly sought and routinely granted in trials before courts of law.t This section 28 [Federal Court Act, R.S.C., 1985, c. F-7] application raises the question of how far an adminis trative tribunal may be obliged to follow this same rule of conduct.
The application is brought against a decision of an Appeal Board appointed pursuant to section 21 of the Public Service Employment Act. 2 The Board was seized of an appeal by the applicant against a pro posed appointment to the position of Senior Excise Auditor, AU-02, Revenue Canada, Customs and Excise, Winnipeg. The applicant was an unsuccessful candidate who had been screened out at an early
One of the earliest recorded and spectacularly successful such applications is recounted in the apocryphal story of Susanna and the Elders, Daniel 13,51.
2 R.S.C., 1985, c. P-33
stage of the competition as not having the necessary qualifications. The screening out had been done by a Screening Board composed of two persons both of whom were present as witnesses at the Appeal Board hearing. The selection of the successful candidate had been effected by a Selection Board composed of the same two persons together with a third person who acted as the employer's representative in the proceed ings before the Appeal Board.
At the opening of the hearing, the applicant's rep resentative asked that each of the two members of the Screening/Selection Board be excluded from the room while the other was being examined as to the detail of the screening and selection process. No objection seems to have been taken to the presence of the third member of the Selection Board who, as noted, was acting as the employer's representative.
The Appeal Board refused to order such exclusion. In her written decision following the hearing, the Chairperson explained this refusal in these words:
I had not been convinced that in a case of this kind, one Board member's hearing anther's testimony as to why a decision was reached, could affect the findings that I had to make with respect to the reasonableness of the conclusions. I mentioned that I could certainly change my ruling if the discussion involved bias or some other area where exclusion of witnesses would be appropriate. (Case, pages 161-162)
In my view, the Appeal Board was wrong to hold as it did.
While there can be no doubt that the Board is master of its own procedure and that, in any event, the decision as to whether or not to exclude witnesses is a matter of discretion, it is my view that the discre tion was here exercised upon a wrong principle.
In a court of law the order to exclude witnesses is granted "as a matter of course". 3 That is to say that there is a presumption in favour of exclusion when it is sought and it is for the party opposing such exclu sion to demonstrate that the order should not be granted with respect to some or all of the witnesses. Very commonly, the parties themselves, or their rep resentatives, are exempted from the exclusion order
3 Sopinka, John et al., The Law of Evidence in Canada, (Toronto: Butterworths, 1992), at p.826.
so as to ensure the fairness of the hearing. It is also common to exempt experts on the ground that their evidence, being a matter of opinion, is less likely to be improperly influenced by hearing the evidence of others. The matter being one of discretion, there are many other circumstances where the exclusion of witnesses may properly be refused, but they all have in common that it is the refusal rather than the exclu sion which requires justification.
Clearly, administrative tribunals are not always held to follow the same rules as courts. The require ments for any particular tribunal will depend upon the nature of the inquiry being conducted and whether and to what extent the procedure may prop erly be seen as adversarial. In the case of the Appeal Boards appointed under section 21 of the Public Ser vice Employment Act generally, and more specifically in the particular circumstances of this case, it is my view that the Board should have approached its dis cretion in the same way as would a court.
Proceedings under section 21, though styled an "inquiry", are very much adversarial in nature, with the applicant and the employer each being on oppo site sides of the question and each generally being represented by persons experienced in this special ized type of dispute. The situation was aptly described by Cattanach J. in the Trial Division as follows:
While there is not a lis inter parties [sic] in the true sense of that term, there is, nevertheless, a contest between two parties. The deputy head is before the board to justify that the selection of the successful candidate was on the basis of the merit sys tem and the unsuccessful candidate is present to establish that this was not the case. Such situation has been described and established by authority as a quasi -lis between quasi-parties.
Often there will be one or more other interested parties as well, notably successful candidates or per sons whose names have been placed on the eligible
4 Millward v. Public Service Commission, [1974] 2 F.C. 530, at p. 539.
list. 5 They are entitled as of right to participate 6 and if they choose to give evidence they must submit themselves to cross-examination? The circumstances being so similar to those of a trial, the Appeal Board should be governed by the same considerations when considering the exclusion of witnesses.
Turning to the particular facts of this case, it will be recalled that the request for exclusion was specifi cally directed (and limited) to the two members of the Screening Board and that the third member of the Selection Board, who was serving as the employer's representative, was necessarily going to be present throughout the hearing in that capacity. The inquiry itself was directed in particular to the process by which the applicant had been screened out by the Screening Board and to that by which the successful candidate had been selected by the Selection Board. Members of such Boards are only human and one can hardly expect other of them than to attempt to put their decisions in the best possible light when chal lenged. Those facts, of themselves, created a strong presumption in favour of the Appeal Board's order ing exclusion in the interests of fairness and accuracy in fact finding. It is not without significance that the final decision of the Board, when made, contained a number of favourable findings of credibility regard ing the members of the Screening Board, findings upon which respondent's counsel was quick to rely when arguing another aspect of this application.
In my view, the Appeal Board erred in law by exercising its discretion to exclude witnesses upon a wrong principle. Instead of asking itself whether there were any reasons why the two members of the Screening and Selection Boards should not be excluded, a question to which there could only be one answer in the circumstances, the Board asked itself whether it was convinced that they should be excluded. Since exclusion orders, by their very nature, are sought and obtained before the witnesses have testified, it is very difficult for a party to specify and articulate grounds for exclusion in advance. Such
5 The successful candidate in this case appeared but made no representations before the Appeal Board.
6 Schwartz v. R., [1982] 1 F.C. 386 (C.A.).
7 Sorobey v. Canada (Public Service Commission Appeal Board), [1987] 1 F.C. 219 (C.A.).
grounds will at that stage necessarily be based on the mere possibility or suspicion of bias, fabrication or tailoring of evidence. Once the evidence has been given and there is material upon which such an alle gation may be supported, it is too late and the damage has been done.
Since, in my view, there must be a new hearing, it is not appropriate for us to deal with the second ground of the applicant's attack which bears upon the merits of the decision of the Appeal Board.
I would allow the section 28 application, I would set aside the decision of the Appeal Board and I would refer the matter back for a new hearing before another Appeal Board to be established by the Public Service Commission.
HEALD J.A. concurred. MAHONEY J.A. concurred.
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