Judgments

Decision Information

Decision Content

T-2590-91
Attorney General of Canada and The Minister of Transport of Canada (Applicants)
v.
Peter Gill and The Civil Aviation Tribunal (Respondents)
and
Drs. C. Hale, T. M. Boylan, R. P. Knipping, J. W. Moore and F. W. (a.k.a. R. A.) Evans, and Canadian Air Line Pilots Association (Intervenors)
INDEXED AS. CANADA (A TTORNEY GENERAL) V. GILL (T.D.)
Trial Division, Strayer J.—Ottawa, January 29 and February 13, 1992.
Air law — Aeronautics Act, s. 6.5(1) requiring doctors to report pilots' medical conditions constituting hazard to avia tion safety — S. 6.5(5) providing information so provided privi leged and no person required to disclose it "in any legal, disci plinary or other proceedings" — Minister notifying pilot of suspension of Licence Validation Certificate for failure to pro vide requested medical information — At review hearing Civil Aviation Tribunal member ordering Department to produce all medical reports in its possession — Erred in holding privilege under s. 6.5(5) applies only to proceedings instituted against physician under s. 6.5(4) — S. 6.5(5) precluding order of dis closure of s. 6.5(1) reports — Tribunal member having implied jurisdiction to make preliminary decision on Charter issue, but should decline to decide Charter issues where unnecessary on facts to do so — Tribunals should act consistently with law and form some view of what law is, including meaning of Charter.
Constitutional law — Charter of Rights — Life, liberty and security — On review of Minister of Transport's decision to suspend pilot's licence for refusing to provide medical infor mation, Civil Aviation Tribunal member ordering production of all medical reports on pilot in Department's possession pursu ant to Charter, s. 7 guarantee of right not to be deprived of life, liberty and security of person except in accordance with principles of • fundamental justice — Only issue whether pilot obliged to provide medical information — Not relating to rights protected by s. 7 — Liberty and security of person gen erally those affected by judicial system — As refusal to disclose
medical information not denial of natural justice, no denial of fundamental justice — Tribunal member authorized to review Minister's decision to suspend licence, not reasonableness of decision to request further information — Alternatively, rea sonable grounds for demand for information.
This was an application for prohibition and certiorari to quash an order of a member of the Civil Aviation Tribunal compelling the Minister of Transport to produce any medical reports made in respect of Peter Gill under Aeronautics Act, subsection 6.5(1). Subsection 6.5(1) requires physicians to report any medical or optometric condition of a pilot likely to constitute a hazard to aviation safety. Subsection 6.5(5) pro vides that information so provided is privileged and no person shall be required to disclose it or give evidence relating to it "in any legal, disciplinary or other proceedings". Subsection 7.1(3) provides for review of the Minister's decision to sus pend or cancel a Canadian aviation document.
Gill held a pilot's private licence. In order to obtain a renewal of his Licence Validation Certificate (LVC), he under went a medical examination. The examining doctor reported that Gill might have psychiatric problems. The Department of Transport requested from Gill a complete psychiatric history and assessment of his present psychological state, which he refused to provide. The Minister notified Gill that his LVC was suspended for failure to provide the information. Prior to the review of this decision, the Civil Aviation Tribunal member ordered disclosure of all medical reports in the Department's possession. At the hearing he held that the privilege afforded by subsection 6.5(5) applies only to proceedings which might be instituted against a physician under subsection 6.5(4). Alter natively, he held that Charter, section 7 provided a general constitutional right to full and complete disclosure.
The issues were: (1) whether subsection 6.5(5) prevented the Civil Aviation Tribunal from requiring the production of reports made pursuant to subsection 6.5(1); (2) whether the Tribunal had jurisdiction to determine that subsection 6.5 was contrary to the Charter; and (3) whether the Tribunal member correctly decided that subsection 6.5(5) was contrary to Char ter, section 7.
Held, the application should be allowed.
(I) Subsection 6.5(5) precludes an order for the disclosure of subsection 6.5(1) reports. Subsection 6.5(4) deals with the liability of a physician arising out of a report and precludes any liability. Subsection 6.5(5) deals with the compellability and use of evidence and not with liability. It is not confined to "legal, disciplinary or other proceedings ... against a physi-
cian or optometrist" but applies to "any legal, disciplinary or other proceedings". Had Parliament intended to confine the application of subsection 6.5(5) to the proceedings in subsec tion 6.5(4), it could have done so. Instead, reference to "any legal, disciplinary or other proceedings" in subsection 6.5(5) indicates that a subsection 6.5(1) report cannot be "used" in any such proceeding nor can its disclosure be compelled.
(2) It was within the Tribunal member's jurisdiction to make an initial decision as to any Charter issue properly before him. Recent Supreme Court of Canada decisions have confirmed that where an administrative tribunal has an express authority to interpret and apply statutes, or where it has been expressly authorized to determine questions of law, it may apply the Charter to determine the validity of laws it is applying. It has also been held that such power may be implied. The Aeronau tics Act is silent as to whether tribunal members or the Civil Aviation Tribunal itself can determine questions of law, but it does give important functions to the Tribunal, and requires it and its members to provide to the Minister and the holder of a licence a full opportunity, consistent with procedural fairness and natural justice, to present evidence and make representa tions in relation to the suspension, cancellation or refusal to renew under review. It should not be lightly concluded that a tribunal has no authority to decide questions of law and consti tutionality: generally speaking, tribunals should endeavour to act consistently with the law and must form some view as to what the law is, including the meaning of the Charter which is, as part of the Constitution, "the supreme law of Canada".
Tribunals should exercise restraint in dealing with Charter issues. Here, there was no counsel on one side and counsel for the Minister and the intervenor doctors had not been warned that the Charter issue was to be addressed. As no party had raised the section 7 issue and it did not constitute a fundamen tal jurisdictional issue which had to be decided , before the Tri bunal could proceed, the Tribunal should not have addressed it, or should have at least notified the parties and allowed time for preparation of argument.
(3) Charter, section 7 did not apply. Section 7 protects "life, liberty and security of the person", none of which were at stake. The only issue was whether Gill was obliged to provide a further psychiatric assessment, which does not affect "life". In general, the kinds of "liberty and security of the person" protected by section 7 are those affected by the judicial system. Even if the interest at stake were the loss of licence, thereby depriving Gill of the ability to work, this would be an eco nomic loss which is not normally protected by the Charter. Nor was there a denial of "fundamental justice". Applying the highest common law requirement, that of natural justice, the Minister's refusal to disclose any other subsection 6.5(1) reports did not amount to a denial of natural justice. The Tribu nal member saw this matter as a prosecution, based on the
assumption that the issue in the review was whether the Department had reasonable grounds to request the information from Gill in the first place. He misunderstood the review pro cess authorized by subsection 7.1(3). That subsection only authorized him to review the Minister's decision to suspend the LVC for failure to provide medical reports. The only mat ters pertinent to such a review were: was a demand sent by the proper person to Gill; did Gill fail to provide the further infor mation requested; and if so, was a decision taken by the proper person to suspend his LVC? The Tribunal member was not entitled to assess the reasonableness of the decision to request further information, bearing in mind also that there is a further right of appeal if the pilot provides the information and his licence is suspended on medical grounds under paragraph 7.1(1)(a). Alternatively, it was not necessary in the interests of fundamental justice that all subsection 6.5(1) reports be pro duced. There were reasonable grounds for the demand being made for more information. The Tribunal member should only have inquired whether the request was made in good faith.
STATUTES AND REGULATIONS JUDICIALLY CONSIDERED
Access to Information Act, R.S.C., 1985, c. A-1.
Aeronautics Act, R.S.C., 1985, c. A-2, s. 6.5 (as enacted by R.S.C., 1985 (1st Supp.), c. 33, s. 1), 7.1 (as enacted idem), 37(4) (as enacted idem, s. 5).
Air Regulations, C.R.C., c. 2, s. 406.
Canadian Charter of Rights and Freedoms, being Part I of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.) [R.S.C., 1985, Appendix II, No. 44], s. 7.
Civil Aviation Tribunal Rules, SOR/86-594, s. 12. Constitution Act, 1982, Schedule B, Canada Act 1982,
1982, c. 11 (U.K.) [R.S.C., 1985, Appendix II, No. 44],
s. 52.
Federal Court Act, R.S.C., 1985, c. F-7, s. 57 (as am. by S.C. 1990, c. 8, s. 19).
Privacy Act, R.S.C., 1985, c. P-21, s. 22(1).
CASES JUDICIALLY CONSIDERED APPLIED:
Tétreault-Gadoury v. Canada (Employment and Immigra tion Commission), [1991] 2 S.C.R. 22; (1991), 91 CLLC 14,023; Reference Re ss. 193 and 195.1(1)(c) of the Crim inal Code (Man.), [1990] 1 S.C.R. 1123.
CONSIDERED:
R. v. Schmiemann (1991), 83 Alta. L.R. (2d) 282 (Prov. Ct.).
REFERRED TO:
R. v. Bourget (1987), 41 D.L.R. (4th) 756; 54 Sask. R. 178; 35 C.C.C. (3d) 371; 56 C.R. (3d) 97; 29 C.R.R. 25; 46 M.V.R. 246 (C.A.); R. v. Bahinipaty (1987), 56 Sask. R. 7 (C.A.); Douglas/Kwantlen Faculty Assn. v. Douglas College, [1990] 3 S.C.R. 570; (1990), 77 D.L.R. (4th) 94; [1991] 1 W.W.R. 643; 52 B.C.L.R. (2d) 68; 91 CLLC 17,002; Cuddy Chicks Ltd. v. Ontario (Labour Relations Board), [1991] 2 S.C.R. 5; (1991), 81 D.L.R. (4th) 121; 91 CLLC 14,024; 122 N.R. 361; [1991] OLRB Rep. 790; Armadale Communications Ltd. v. Adjudicator (Immigra- tion Act), [1991] 3 F.C. 242; (1991), 83 D.L.R. (4th) 440; 14 Imm. L.R. (2d) 13; 127 N.R. 342 (C.A.); Weyer v. Canada (1988), 83 N.R. 272 (F.C.A.); Re Bassett and Government of Canada et al. (1987), 35 D.L.R. (4th) 537; 53 Sask. R. 81 (C.A.).
APPLICATION to quash an order of a member of the Civil Aviation Tribunal compelling the Minister of Transport to produce any medical reports made in respect of Peter Gill under Aeronautics Act, subsec tion 6.5(1). Application allowed.
COUNSEL:
Dogan D. Akman and Sanderson Graham for applicants.
Michael G. Weissenborn for respondent Peter Gill.
James H. Smellie for respondent Civil Aviation Tribunal.
William G. Scott for intervenors Dr. C. Hale, Dr. T. M. Boylan, Dr. R. P. Knipping, Dr. J. W.
Moore and Dr. F. W. (a.k.a. R. A.) Evans.
Lila Stermer for intervenor Canadian Air Line Pilots Association.
SOLICITORS:
Deputy Attorney General of Canada for appli cants.
Michael G. Weissenborn, Etobicoke, Ontario for respondent Peter Gill.
Osier Hoskin & Harcourt, Ottawa, for respon dent Civil Aviation Tribunal.
McCarthy Tetrault, Toronto, for intervenors Dr. C. Hale, Dr. T. M. Boylan, Dr. R. P. Knipping, Dr. J. W. Moore and Dr. F. W. (a.k.a. R. A.) Evans.
Gravenor Keenan, Montréal, for intervenor Canadian Air Line Pilots Association.
The following are the reasons for order rendered in English by
STRAYER J.:
Relief Requested
The applicants seek orders of prohibition and certi- orari to quash and preclude the enforcement of an order made by a member of the respondent Civil Avi ation Tribunal (hereinafter referred to as the "Tribu- nal Member") on September 11, 1991 compelling the
Minister of Transport to produce and disclose to the respondent Gill any medical reports made in respect of Gill under subsection 6.5(1) of the Aeronautics Act) The grounds essentially are that the Tribunal member acted in excess of his jurisdiction, misinter preted the law, based his decision in part on unneces sary considerations, and denied the applicants natural justice by failing to give notice of his intention to consider a constitutional issue, namely the possible application of section 7 of the Canadian Charter of Rights and Freedoms [being Part I of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.) [R.S.C., 1985, Appendix II, No. 44]] to the case before him.
Regulatory Framework
To understand the facts it is necessary to consider some salient legislation and delegated legislation.
Among the Air Regulations [C.R.C., c. 2] adopted under the Aeronautics Act is the following:
406. A licence or permit issued or an endorsement thereon entered under this Part or a document validating any such licence or permit may contain such conditions as the Minister prescribes, and the conditions may be amended at any time by the Minister.
R.S.C., 1985, c. A-2 (as enacted by R.S.C., 1985 (1st Supp.), c. 33, s. 1).
It is not in dispute that among the conditions attached to pilots' licences, as prescribed by the Minister, are the following provisions in the Personnel Licensing Handbook: 2
1.8.2 The Regional Medical Officer, or Chief, Clinical Assess ment, may request that an applicant provide any addi tional medical information or reports in order to estab lish the applicant's medical fitness.
1.8.3 Provision of additional medical evidence when requested is a condition subject to which the medical validation is issued. Failure to comply with the request in 1.8.2 by the date specified shall be grounds for suspension of the Licence Validation Certificate. [Emphasis added.]
Section 6.5 of the Aeronautics Act provides as fol lows:
6.5 (1) Where a physician or an optometrist believes on rea sonable grounds that a patient is a flight crew member, an air traffic controller or other holder of a Canadian aviation docu ment that imposes standards of medical or optometric fitness, the physician or optometrist shall, if in his opinion the patient has a medical or optometric condition that is likely to consti tute a hazard to aviation safety, inform a medical adviser des ignated by the Minister forthwith of that opinion and the rea sons therefor.
(2) The holder of a Canadian aviation document that imposes standards of medical or optometric fitness shall, prior to any medical or optometric examination of his person by a physician or optometrist, advise the physician or optometrist that he is the holder of such a document.
(3) The Minister may make such use of any information provided pursuant to subsection (I) as the Minister considers necessary in the interests of aviation safety.
(4) No legal, disciplinary or other proceedings lie against a physician or optometrist for anything done by him in good faith in compliance with this section.
(5) Notwithstanding subsection (3), information provided pursuant to subsection (I) is privileged and no person shall be required to disclose it or give evidence relating to it in any legal, disciplinary or other proceedings and the information so provided shall not be used in any such proceedings.
(6) The holder of a Canadian aviation document that imposes standards of medical or optometric fitness shall be deemed, for the purposes of this section, to have consented to the giving of information to a medical adviser designated by the Minister under subsection (I) in the circumstances referred to in that subsection.
As will be seen, section 6.5 makes provision for mandatory reporting by doctors and optometrists, to the medical advisers of the Minister of Transport, of any medical or optometric condition detected in a
2 2nd ed., April, 1990, vol. 3.
patient who is, inter alia, the holder of a pilot's licence, where such condition is likely to constitute a hazard to aviation safety. The remainder of the sec tion deals with the use which may be made of that information. The undisputed evidence before the Tri bunal was that this section is not applied in respect of medical information provided to the Department of Transport by a doctor designated as a civil aviation medical examiner, following the medical examina tion of a pilot where such examination is required under the Aeronautics Act to enable the pilot to obtain or maintain a Licence Validation Certificate ("LVC") which he must have to keep his pilot's licence in force. This interpretation as applied by the Department of Transport appears to be fully consis tent with the Act and the Regulations. The evidence before the Tribunal also indicated that reports made under section 6.5 are not kept in the pilot's file but are kept in a separate and secure area and are not used directly in making a medical assessment of a pilot in any determination as to the suspension or refusal of an LVC.
Section 7.1 [as enacted idem] provides procedures for the Minister of Transport to suspend or cancel, inter alia, an LVC and for the review of such deci sions by the Tribunal. It provides in part as follows:
7.1 (1) Where the Minister decides
(b) to suspend or cancel a Canadian aviation document on the grounds that ... the holder ... ceases ... to meet or comply with the conditions subject to which the document was issued,
the Minister shall by personal service or by registered mail sent to the holder or to the owner or operator of the aircraft, airport or facility, as the case may be, at his latest known address notify the holder, owner or operator of his decision.
(2) A notice under subsection (I) shall be in such form as the Governor in Council may by regulation prescribe and shall, in addition to any other information that may be so prescribed,
(a) indicate, as the case requires,
(ii) ... the conditions subject to which the document was issued that the Minister believes are no longer being met or complied with; and
(b) state the date, being thirty days after the notice is served or sent, on or before which and the address at which a request for a review of the decision of the Minister is to be
filed in the event the holder of the document or the owner or operator concerned wishes to have the decision reviewed.
(3) Where the holder of a Canadian aviation document or the owner or operator of any aircraft, airport or other facility in respect of which a Canadian aviation document is issued who is affected by a decision of the Minister referred to in subsec tion (1) wishes to have the decision reviewed, he shall, on or before the date that is thirty days after the notice is served on or sent to him under that subsection or within such further time as the Tribunal, on application by the holder, owner or opera tor, may allow, in writing file with the Tribunal at the address set out in the notice a request for a review of the decision.
(6) At the time and place appointed under subsection (5) for the review of the decision, the member of the Tribunal assigned to conduct the review shall provide the Minister and the holder of the Canadian aviation document or the owner or operator affected by the decision, as the case may be, with a full opportunity consistent with procedural fairness and natural justice to present evidence and make representations in relation to the suspension, cancellation or refusal to renew under review.
(8) On a review under this section of a decision of the Min ister to suspend, cancel or refuse to renew a Canadian aviation document, the member of the Tribunal conducting the review may determine the matter by confirming the suspension, can cellation or refusal to renew or by referring the matter back to the Minister for reconsideration.
Facts
While the decision of the Tribunal member in question here was made on September 11, 1991 it is necessary to look briefly at a series of events begin ning in early 1990.
At that time the respondent Gill was the holder of a pilot's private licence. His LVC was to expire on about March 18, 1990 and in order to obtain a renewal he underwent a medical examination by Dr. J. W. Moore of Mississauga, an authorized Civil Avi ation Medical Examiner. Dr. Moore signed a medical examination report which had the effect of extending Mr. Gill's LVC for a further 180 days, but on June 5, 1990 he wrote a letter to Dr. F. W. Evans, Aviation Medical Officer for the Ontario region of the federal Department of Health and Welfare which provides medical evaluation services to the Department of Transport. In that letter he discussed his examination of Mr. Gill on March 12, 1990 and, giving reasons, expressed his concern that Mr. Gill might have psy chiatric problems. He also mentioned that Mr. Gill
had told him that he had undergone psychiatric assessment in the past. Dr. Moore reported that he had referred Mr. Gill to a psychiatrist, Dr. T. M. Boy- lan, who had seen him on April 30 and who had reported back to Dr. Moore. (While Dr. Moore appar ently did not provide Mr. Gill with a copy of this let ter at the time, it is clear that Mr. Gill had a copy of it by the time of a hearing of the Tribunal on February 13, 1991. A further copy was provided to Mr. Gill prior to the hearing in question in these proceedings, held September 11, 1991.) On August 21, 1990 Dr. Evans wrote to Mr. Gill saying that:
We understand that you have had some past emotional problems requiring psychiatric assessment. We also understand that you were recently seen by Dr. T.M. Boylan and we request that you have Dr. Boylan submit to us a complete history con cerning your previous problems and present psychological state.
It appears that this letter was received by Mr. Gill because he does not dispute that on August 24, 1990 he discussed the subject of that letter with Dr. Evans by telephone. Dr. Evans that day sent to him a letter referring to that telephone conversation. In it he con firmed that the Department needed the report from Dr. Boylan and would like to have information from the psychiatrist whom Gill had seen some years before. That letter also indicates that Mr. Gill had so far refused to provide such information.
In the meantime on April 30, 1990 Dr. Boylan, the psychiatrist, had seen Mr. Gill and had written a letter to the referring doctor, Dr. J. W. Moore, reporting that "the general tenor of his thought content was paranoid". (It is not clear when or how this letter reached either the Department or Mr. Gill, but it was produced by Mr. Gill as an exhibit during the Tribu nal hearing of February 13, 1991 and the Department produced it to Mr. Gill prior to the hearing in ques tion here of September 11, 1991.)
After the communications between Dr. Evans and Mr. Gill in August, 1990, several efforts were made by the Department of Transport to obtain from Mr.
Gill further medical information concerning past psy chiatric assessments. A notice was finally delivered to him successfully in November, 1990 requiring the production of the requested information by Decem- ber 28, 1990. As the information was not provided, a notice was sent to Gill on January 24, 1991 advising him that, pursuant to paragraph 1.8.3 of the Person nel Licensing Handbook, as he had failed to provide the information requested he was in breach of a con dition upon which medical validation is issued and his LVC was therefore suspended, apparently pursu ant to paragraph 7.1(1)(b) of the Aeronautics Act, supra. Gill thereupon requested a review of that deci sion pursuant to subsection 7.1(3) and such a review took place before a Tribunal member. After a hearing held on February 13, 1991 the Tribunal member in effect set aside the suspension by referring the matter back to the Minister for reconsideration pursuant to subsection 7.1(8). The reason given for this was that the notice sent from the Department of Health and Welfare requiring further medical information was not sent by the right official. The effect of referring the matter back to the Minister was that the suspen sion terminated and Gill was given a temporary LVC due to expire on April 1, 1991.
Because of the impending expiration of his tempo rary LVC, Gill visited two aviation medical examin ers: Dr. C. Hale on March 18, 1991, and Dr. R. P. Knipping on March 19, 1991. Dr. Hale recommended that his renewal be deferred. Dr. Hale's medical examination report was accompanied by a letter dis cussing Mr. Gill's conduct in reaction to Dr. Hale's refusal to recommend renewal. Dr. Knipping who saw him on March 19 recommended a renewal. Both reports as filed indicate that in response to the ques tion on the form as to whether Gill had "psychia- tric/neurological problems" he had responded "No". Subsequently, after Gill's LVC had expired, he saw a Dr. Jovey on April 18, 1991 who recommended that his LVC be renewed. On May 27, 1991 Dr. J. M. Wallace, Acting Regional Aviation Medical Officer for Civil Aviation Medicine, Ontario Region, wrote to Gill referring to Dr. Jovey's report and stating that:
Before your assessment can be completed, we will require the report of a full psychiatric assessment.
He went on to say that no LVC would he reissued unless such information was provided by June 30, 1991. According to his evidence at the later hearing on September 11, 1991, Dr. Wallace came to this conclusion after a review of Gill's entire medical file at the Civil Aviation Medical Division. On cross- examination he affirmed that the only information he had was contained in the files to which Gill has had access, 3 which would include the medical reports I referred to above. As Gill did not provide the infor mation as requested by Dr. Wallace, a notice was sent to him on July 10, 1991 by Richard Schobesberger, Acting Regional Director, Aviation Licensing, Onta- rio Region, for the Minister of Transport. This notice advised Mr. Gill that pursuant to paragraph 1.8.3 of the Personnel Licensing Handbook, and paragraph 7.1(1)(b) of the Aeronautics Act, his LVC was being suspended effective July 10, 1991 due to his failure to provide the requested medical information.
Gill then requested a review of this decision pursu ant to subsection 7.1(3) of the Aeronautics Act. The Tribunal member assigned to this review held a hear ing by conference call on August 1, 1991 to deal with an application by Gill for an order directing disclo sure of information by the Department prior to the review hearing. The Tribunal member ordered the Department of Transport to provide the applicant with the following material at least fourteen clear days before the date of the hearing:
1. The name and address of all witnesses to be called at the Reviewing Hearing including persons who will be called as "expert".
2. A summary of the evidence to be given by each witness in sufficient detail that the Applicant has the opportunity to pre pare a complete and full defence.
3. Copies of all Medical reports in the possession of Transport or their medical advisors.
3 Applicants' record, at pp. 243-244.
He based this order on section 12 of the Tribunal Rules [Civil Aviation Tribunal Rules, SOR/86-594] and the following statement:
In any event Section 7 of the Charter gives the Tribunal broad power to promote the administration of Justice by order ing disclosure and discovery of materials and objects.
He went on to cite two 1987 decisions of the Sas- katchewan Court of Appeal, both involving prosecu tions for offences . 4 Pursuant to this order the Depart ment of Transport produced the names and addresses of five potential witnesses, three of whom it intended to call and two of whom it might call. An outline was given of the evidence all five would provide. Among the medical reports provided were the reports of Drs. Boylan, Moore, Hale, Knipping and Jovey all referred to above. (The three witnesses whom the Department said it would call were in fact called as witnesses at the hearing on September 11, namely Drs. Wallace and Haskell and Mr. Schobesberger.)
During the hearing on September 11 Mr. Gill insisted that all reports provided to the Department under subsection 6.5(1) should have been disclosed by the Department pursuant to the Tribunal member's order of August 1 to provide "copies of all medical reports in the possession of Transport". It is not at all clear from reviewing the evidence that there were in fact any such reports which were not produced. Cer tainly Dr. Wallace made it clear that his decision to demand a "full psychiatric assessment" as set out in his letter of May 27, 1991 to Gill was made purely on the basis of the material made available to Gill. Nev ertheless the Minister's representative took the posi tion that the Department could not be obliged to dis close any reports provided under subsection 6.5(1) and the issue was joined in relation to that position. Gill insisted he should have such reports and the Tri bunal member agreed. In his subsequent written rea sons he stated the following:
4 R. v. Bourget (1987), 41 D.L.R. (4th) 756 (Sask. C.A.); R. v. Bahinipaty (1987), 56 Sask. R. 7 (C.A.).
As a result of the evidence it was apparent that the Applicant had not been provided with medical information given to Transport under the provisions of Section 6.5 of the Aeronau tics Act.
The question is whether the privilege afforded under section 6.5(5) is all encompassing, or whether it is restricted to legal, disciplinary or other proceedings taken against a physician or optometrist as a result of disclosing information relating to a pilot If section 6.5 of the Aeronautics Act had not been passed, a physician or optometrist could be summonsed in a civil or criminal proceeding and the information would not be subject to privilege under common law.
Section 6.5 makes it mandatory for a physician or surgeon or optometrist to disclose information to Transport which they would not otherwise have to disclose except under subpoena. I conclude, therefore, that the privilege afforded by section 6.5(5) applies only to those proceedings which might be insti tuted against a physician or optometrist concerned under sec tion 6.5(4) and that the privilege is restrictive rather than all encompassing.
If I am wrong in this respect, I am of the view that section 7 of the Charter provides a general constitutional right to full and complete disclosure, unless there exists a cogent reason for not doing so and that Transport must make available to document holders medical information provided to them under section 6.5 of the Aeronautics Act.
I am of the view that for a document holder to be afforded his right to procedural fairness and natural justice openness and disclosure rather than suppression must be the rule.
At the request of the Minister's representative he adjourned the hearing on September 11 to allow the Minister to seek a review of his decision with respect to the need to disclose all reports made under subsec tion 6.5(1). The Attorney General and the Minister of Transport seek that review in the present proceed ings.
Issues
The essential issues are:
(1) Does subsection 6.5(5) of the Aeronautics Act prevent, or purport to prevent, the respondent Civil Aviation Tribunal from requiring the production of reports made pursuant to subsection 6.5(1)?
(2) If so, does the Tribunal, or a member thereof, have the jurisdiction to determine that subsection 6.5(5) is contrary to the Charter?
(3) If so, did the Tribunal member correctly decide that subsection 6.5(5) would be contrary to section 7 of the Canadian Charter of Rights and Freedoms if it were given such an effect?
Conclusions
At the outset I should observe that the learned Tri bunal member did not have the benefit, which I have had, of being able to peruse the entire transcript of the evidence heard by him and of considering exten sive argument by counsel including a plethora of jurisprudence. In fact Gill was not represented by counsel in the hearing on September 11 and the Tri bunal member was no doubt properly concerned that any legal issue which might be raised in Gill's favour should be considered. The legal issues are also novel in respect to section 6.5 and the powers of the Tribu nal, the relevant statutory provisions having come into force only in 1985. For this reason I will deal with the issues at some length.
Meaning of Section 6.5
I am satisfied that subsection 6.5(5) precludes the Civil Aviation Tribunal from ordering the disclosure of reports made under 6.5(1). Subsections (1) and (2) of that section require, inter alia, a pilot to advise his doctor that he has a licence and that doctor to report to a designated medical advisor any medical or opto- metric condition of the pilot that he thinks is likely to constitute a hazard to aviation safety. These subsec tions impose respectively, on the pilot and on the doctor, obligations which they would not otherwise have, to provide information. Subsection (3) allows the Minister to make use of such information pro vided by a doctor but it must be such use as he "con- siders necessary in the interests of aviation safety". This means that the Minister has the right to use the information and can provide it to various people, including the pilot himself, if he considers it neces sary in the interest of aviation safety. The reporting doctor can also provide a copy to his patient if he chooses to do so. Nothing in section 6.5 precludes that. Subsection (4) in my view deals with the ques tion of liability of a physician or optometrist arising out of making such a report, and precludes any such liability. This means that even if the making of the
report or its contents were otherwise proved by a patient-pilot, no tribunal could entertain a complaint against the doctor or optometrist. Subsection (5), on the other hand, deals with the compellability and use of evidence and does not deal with liability. It is clearly not confined to "legal, disciplinary or other proceedings ... against a physician or optometrist" hut applies to "any legal, disciplinary or other pro ceedings". With respect, in my view the Tribunal member erred in equating subsections (4) and (5) where he said, supra, that
the privilege afforded by section 6.5(5) applies only to those proceedings which might be instituted against a physician or optometrist concerned under section 6.5(4) ....
I am unable to appreciate how he reached that con clusion. It is perhaps arguable that, since the protec tion from liability granted by subsection 6.5(4) is confined to situations where a physician or optome trist has made a report "in good faith", were it not for subsection 6.5(5) that report might be compellable as evidence or otherwise used in a suit against the doc tor for having made a report in bad faith. However if Parliament had meant to confine the application of subsection 6.5(5) to the proceedings referred to in subsection 6.5(4) this could easily have been done. Instead Parliament employed the words "in any legal, disciplinary or other proceedings". 5 The Tribunal proceeding in question here can be seen as a "legal ... or other proceeding" and subsection 6.5(5) is clear that a subsection 6.5(1) report cannot be "used" in any such proceeding nor can its disclosure be compelled.
Having come to these conclusions, it is not neces sary for me to try to define more precisely the "privi- lege" which subsection 6.5(5) attaches to such reports, or to identify the persons entitled to enjoy or waive that privilege. It was also argued in support of
5 Thus s. 6.5(5) has been held to preclude compulsion or use of a doctor's evidence of a s. 6.5(1) report in the prosecution of a pilot under the Air Regulations: R. v. Schmiemann (1991), 83 Alta. L.R. (2d) 282 (Prov. Ct.).
the position taken by the applicants that, quite apart from the privilege provided in subsection 6.5(5), the information provided by the physician to the Depart ment of Transport in confidence would be protected from disclosure by a common law privilege. Given my view of the clear meaning of subsection 6.5(5) it is also unnecessary for me to consider this issue.
It is not relevant to the interpretation of this section whether the information might or might not be avail able to the respondent Gill under some other legisla tion. It appears to be common ground that the infor mation could not be obtained under the Access to Information Act. 6 It is conceivable that the informa tion might be available to the pilot in question under the Privacy Act 7 but there would also appear to be grounds upon which the Minister could refuse to dis close such information. 8 I am not satisfied that there is any inconsistency between the Privacy Act and the Aeronautics Act and, even if there were, one would have to consider which Act should prevail, a matter not argued before me. It may be noted, however, that the provisions of the Aeronautics Act in question appear to have been adopted after the enactment of the Privacy Act.
Can the Tribunal Decide Charter Issues?
It is necessary to consider this issue next because if the Tribunal had no jurisdiction to decide Charter issues this Court may also lack the jurisdiction to review such decisions. 9
What the Tribunal member was really doing in this case was applying subsection 52(1) of the Constitu tion Act, 1982 [Schedule B, Canada Act 1982, 1982, c. 11 (U.K.) [R.S.C., 1985, Appendix II, No. 44]] which provides that:
t, R.S.C., 1985, c. A-1.
7 R.S.C., 1985, c. P-21.
K See, e.g., s. 22(1)(a)(ii) and (b)(ii).
9 Tétreault-Gadoury v. Canada (Employment and Immigra
tion Commission), [1991] 2 S.C.R. 22, at pp. 37-38.
52. (1) The Constitution of Canada is the supreme law of Canada, and any law that is inconsistent with the provisions of the Constitution is, to the extent of the inconsistency, of no force or effect.
The Tribunal member was saying, in effect, that sub section 6.5(5), if it purports to protect the documents in question from disclosure, is of no force or effect because it is contrary to section 7 of the Charter.
Recent Supreme Court of Canada decisions have confirmed that where an administrative tribunal has an express authority to interpret and apply statutesl° or where it has been expressly authorized to deter mine questions of lawll it may apply the Charter to determine the validity of laws it is applying. In Tétreault-Gadoury v. Canada (Employment and Immigration Commission) 12 the Court also held that such power may be implied even though not expressly granted. In that case the Court was trying to determine whether a board of referees under the Unemployment Insurance Act had authority to decide Charter issues when dealing with claimants' appeals. The Act is silent on whether boards of referees have the power to determine questions of law but it expressly provides that the umpires who hear appeals from boards of referees have the jurisdiction to deter mine if the boards have erred in law. The Supreme Court deduced from this that Parliament did not intend boards of referees to determine questions of law, expressly leaving that function to the umpires, and thus boards of referees cannot decide Charter issues. In the present case it is common ground that the Aeronautics Act is silent on the matter of whether Tribunal members or the Civil Aviation Tribunal itself can determine questions of law. The Act does give important functions to the Tribunal and requires it and its members to provide to the Minister and the holder of a licence
7.1...
(6) ... a full opportunity consistent with procedural fairness and natural justice to present evidence and make representa-
10 Douglas/Kwantlen Faculty Assn. v. Douglas College, [1990] 3 S.C.R. 570.
11 Cuddy Chicks Ltd. v. Ontario (Labour Relations Board), [1991] 2 S.C.R. 5.
12 Supra, note 9.
tions in relation to the suspension, cancellation or refusal to renew under review. 13
Members of the Tribunal have the powers of a com missioner under Part I of the Inquiries Act. 14 In the Aeronautics Act there is not a negative implication similar to that in the Unemployment Insurance Act where in the hierarchy of appeals the umpires are expressly given power to decide questions of law and boards of referees are not. In my view it should not be lightly concluded that a tribunal has no authority to decide questions of law and constitutionality: gen erally speaking tribunals should endeavour to act consistently with the law and must form some view as to what the law is, including the meaning of the Charter which is, as part of the Constitution, "the supreme law of Canada". The absence of such a power in the Civil Aviation Tribunal could also mean that this Court would be precluded from deciding Charter issues in reviewing Tribunal decisions. 15 I therefore conclude that the Tribunal member had in this instance the power to make an initial decision as to any Charter issue properly before him.
What happened in this case, however, underlines the need for restraint which tribunals should show in dealing with Charter issues. A practical disadvantage which tribunals often have in dealing with Charter issues is exemplified by this case: there was no coun sel on one side, and counsel for the Minister and the intervenor doctors had apparently not been warned that this issue was to be addressed. In these circum stances, as no party had raised the section 7 issue and it did not constitute a fundamental jurisdictional issue which had to be decided before the Tribunal could proceed, it would have been preferable that the Tribu nal not address it. At the very least, the Tribunal should have given notice to the parties and allowed them some time for preparation for argument on this
13 S. 7.1(6).
14 Aeronautics Act, supra, note 1, s. 37(4) [as enacted idem, s. 5].
15 See Tétreault-Gadoury, supra, note 9; and Armadale Communications Ltd. v. Adjudicator (Immigration Act), [1991] 3 F.C. 242 (C.A.), at p. 246.
specific issue. 16 Further, even if section 7 were prop erly before the Tribunal, a tribunal like a court should decline to decide Charter issues where on the facts of the particular case it is not necessary to do so. As I will demonstrate below, the facts here did not amount to any denial of fundamental justice so as to engage section 7 of the Charter.
Did the Tribunal Correctly Apply Section 7 of the
Charter?
I have concluded that for several reasons section 7 has no bearing on the matter in issue here.
Section 7 of the Charter provides:
7. Everyone has the right to life, liberty and security of the person and the right not to be deprived thereof except in accor dance with the principles of fundamental justice.
It will be seen that for a violation of this section to occur, it must be found both that an interest protected by section 7 ("life, liberty and security") is being deprived, and that such deprivation is not "in accor dance with the principles of fundamental justice".
It was not argued before either the Tribunal member or me that any interest protected by section 7 was at stake in this matter. At most, the respondent Gill was being denied at least temporarily the valida tion of his pilot's licence. More specifically what was involved at this stage was whether or not he was obliged to provide a further psychiatric assessment in order that an informed decision might be taken as to the renewal of his LVC. I am satisfied that these interests are far removed from the interests protected by section 7: those of "life, liberty and security of the person". There is no issue of life involved. In general the kinds of "liberty" and "security of the person" protected by section 7 are those normally affected by the judicial system. As Lamer J. [as he then was] said
16 Effective February 1, 1992 such a Tribunal is required to give at least ten days' notice to the Attorney General of Canada before judging an Act of Parliament to be invalid, inapplicable or inoperable: Federal Court Act, R.S.C., 1985, c. F-7, s. 57, as amended by S.C. 1990, c. 8, s. 19.
in a separate opinion in Reference Re ss. 193 and 195.1(1)(c) of the Criminal Code (Man.):
. the restrictions on liberty and security of the person that s. 7 is concerned with are those that occur as a result of an indi vidual's interaction with the justice system, and its administra tion.... The interests protected by s. 7 are those that are prop erly and have been traditionally within the domain of the judiciary ... . 17
He also noted that section 7 comes under the heading of "Legal Rights" in the Charter which, when it is taken together with sections 8 to 14, must be taken to refer to the kinds of procedural and substantive rights protected in those sections, mainly in relation to criminal prosecutions. This does not preclude the protection of bodily security of the person against other types of official action. But even if the interest of Gill at stake is seen to be the possible loss of his licence (instead of, as I view it, a mere obligation to provide a further psychiatric assessment), and assum ing that this would deprive him of his ability to work (a matter on which there was no evidence) this would be an economic loss of a kind which is not normally protected by the Charter. 18
Further, assuming that there were some section 7 interests at stake, there was no denial of "fundamen- tal justice". In concluding this I am assuming for pre sent purposes that the requirements of the constitu tional guarantee of "fundamental justice" are no higher than the common law requirements of fairness or natural justice, the constitutional significance being that even if a legislature tries to abolish com mon law rights to fairness or natural justice section 7 may, in proper circumstances, preserve those rights. Applying the highest common law requirement, that of natural justice, the refusal of the Minister in prin ciple to disclose any other subsection 6.5(1) reports not already disclosed did not in the context amount to a denial of natural justice.
17 [1990] 1 S.C.R. 1123, at p. 1173.
18 See e.g. Weyer v. Canada (1988), 83 N.R. 272 (F.C.A.), at p. 276; Re Bassett and Government of Canada et al. (1987), 35 D.L.R. (4th) 537 (Sask. C.A.), at p. 567.
In applying the tests of natural justice it is first important to understand the nature of the procedure in which the Minister refused to produce the reports. With respect, I believe the Tribunal member assumed from the outset that this was in the nature of a prose cution of the respondent Gill. This is apparent from his first decision on August 1 after the procedural hearing by conference call, when he referred to sec tion 7 as justifying his order for disclosure and cited in support thereof two decisions involving prosecu tions. During the main hearing on September 11, he referred to the need of Mr. Gill to have certain infor mation "to prepare a full and complete defence". 19 In his decision rendered after that hearing as quoted above he then refers to section 7 and Mr. Gill's "gen- eral constitutional right to full and complete disclo sure".
This view of the matter stemmed, I believe, from the Tribunal Member's assumption that what was in issue in the review being conducted by him was whether the Department had had reasonable grounds to request the information from Gill in the first place. With respect, I believe this is a misunderstanding of the review process authorized by subsection 7.1(3) of the Aeronautics Act as quoted above. What is review- able pursuant to subsection (3) is a decision of the Minister referred to in subsection (1). In this case it was a decision under paragraph 7.1(1)(b) to suspend Gill's licence on the ground that he had not complied with a condition subject to which the licence was issued, namely he had failed to provide a further medical report when requested to do so. Subsection 7.1(1) does not refer to any decision of the Minister to request further medical reports. The only relevant "decision" authorized there is a decision, inter alia, to suspend the LVC because of a failure to provide reports, and that is the "decision" which the Tribunal member is authorized under subsection 7.1(3) to review. The only matters pertinent to such a review are: was a demand sent by the proper person to Gill; did Gill fail to provide the further information requested; and if so, was a decision taken by the proper person to suspend his LVC? That such a review is not an empty process is demonstrated by
19 Applicant's record, at p. 270.
the fact that Gill had on a previous occasion success fully challenged a suspension of his LVC because the proper departmental official had not signed the request for more medical information.
At the hearing on September 11, 1991, however, the Tribunal member clearly proceeded on the basis that he was entitled to assess the reasonability of the decision of the Acting Regional Aviation Medical Officer to make the request for further information on May 27, 1991. Consistent with that approach he obviously formed the view that Mr. Gill could not properly challenge the reasonability of the decision to ask for more medical information without having all medical reports, including privileged reports made under subsection 6.5(1). Nothing in the Personnel Licensing Handbook, the Regulations or the Act requires such a characterization of the review process at this stage. Those instruments do not support the view that in a subsection 7.1(3) review of a decision under paragraph 7.1(1)(b) a Tribunal member has to reach any conclusion as to whether the Regional Avi ation Medical Officer had good medical grounds for requesting further medical information from a licence holder before an assessment was completed of his medical fitness for a renewal of his LVC. It must he kept in mind that if the Tribunal member were to find at this stage that all the necessary procedures had been carried out before a licence was suspended due to failure to provide further medical information, and if the pilot then provided such information, and if the Department then concluded that he was not fit to have a licence, there would be a further right of appeal of a decision made under paragraph 7.1(1)(a) to suspend or cancel the licence on medical grounds and at that time the medical grounds could be fully canvassed. It is difficult to believe that Parliament intended instead that there be two review hearings on medical grounds, particularly when the first hearing would simply pertain to a request for a further medi cal report from the pilot.
Even if the requirements of section 7 of the Charter apply here, and if the correct view of the review func-
tion under subsection 7.1(3) is that of adjudicating on the reasonability of a request for more medical infor mation, I am respectfully in disagreement with the Tribunal member that the production of all subsection 6.5(1) reports, real or hypothetical, was necessary in the interests of fundamental justice. Firstly, there was no clear evidence that such reports existed. Secondly, the evidence of Dr. Haskell, Regional Aviation Medi cal Officer at the time of the hearing who testified on the procedures employed by the medical advisors to Transport Canada, was to the effect that reports received under section 6.5 are not used directly in making a medical assessment of a pilot. 20 Thirdly, Dr. Wallace who was Acting Regional Aviation Med ical Officer in May, 1991, who made the actual deci sion to require more medical information from Gill and who sent the request to him on May 27, 1991, testified that the only information he had before him was the materials which had already been disclosed to Gill by the time of the hearing. That evidence was not challenged. Fourthly, by any common sense view of the matter it is amply clear that Gill was fully aware of sufficient reasons for Dr. Wallace to request this information. By the time of the hearing on Sep- tember 11, 1991 he had had access to: the letter from Dr. Evans of August 21, 1990 requesting a report from Dr. Boylan because of the Department's con cern over Gill's "past emotional problems requiring psychiatric assessment"; similar information from a telephone conversation with Dr. Evans on August 24, 1990 confirmed by a letter from Dr. Evans of that date; the letter which Dr. Moore had sent to Dr. Evans on June 5, 1990; the report made to Dr. Moore by Dr. Boylan on April 30, 1990; and the medical reports of Drs. Hale, Knipping and Jovey. Anyone looking at this material in an objective fashion would appreciate the source and nature of the Department's concerns. Among the facts which might be noted would be Mr. Gill's negative answers to the question of whether he had had "psychiatric/neurological problems" when there was other material originating in his own statements to Drs. Moore and Boylan which might suggest the contrary. This material when taken together would surely enable Mr. Gill and his medical advisors to provide further reports pertinent to the Department's concerns. Even if it was the duty of the Tribunal member to decide whether there were
20 Applicants' record, at p. 236.
reasonable grounds for the demand being made for more information (which I do not accept) this was surely amply demonstrated by that material. I do not think that analogies to criminal prosecutions and undisclosed information from informers have any bearing on the matter. In my view even if the Tribu nal member had some right and responsibility to look into the reasonability of the request for information, that should extend no farther than satisfying himself that the request was made in good faith, and would not require him to decide that the need for further information was demonstrated on the balance of probabilities or beyond a reasonable doubt.
I thus conclude that the requirements of fundamen tal justice would not require the disclosure of the information in any undisclosed reports (real or hypo thetical) made under subsection 6.5(1). Therefore it was unnecessary to consider the Charter issue.
Disposition
I will therefore issue an order to quash the decision of the Tribunal member, made on September 11 and explained in his reasons dated September 18, 1991, to the effect that the Minister of Transport must disclose any medical information concerning the respondent Gill given to the Department of Transport under the provisions of section 6.5 of the Aeronautics Act.
I am going to order costs against the respondent Gill. It is no mere accident that he has found himself before this Court defending the decision of the Tribu nal member to order the disclosure of all section 6.5 reports. It is clear from the record that he has embarked on a course of raising every possible pro cedural objection in lieu of providing the medical information first requested of him some eighteen months ago. He specifically pressed for disclosure of section 6.5 reports at the Tribunal hearing even in the face of the evidence of Dr. Wallace, who made the decision to request further medical information
which led to the suspension under review by the Tri bunal, to the effect that he had not in making that decision taken into account any material not already disclosed to Gill. Gill's objections having been held to be unfounded in law or in fact, he should pay the costs of this motion.
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